| Category: | Insurance agency, |
|---|---|
| Address: | 176 King St, Northampton, MA 01060, USA |
| Postal code: | 01060 |
| Phone: | (413) 584-5610 |
| Website: | https://www.royalalliance.com/ |
| Monday: | 8:30 AM – 4:30 PM |
|---|---|
| Tuesday: | 8:30 AM – 4:30 PM |
| Wednesday: | 8:30 AM – 4:30 PM |
| Thursday: | 8:30 AM – 4:30 PM |
| Friday: | 8:30 AM – 4:30 PM |
| Saturday: | Closed |
| Sunday: | Closed |
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Royal Alliance is part of Advisor Group, one of the largest networks of independent wealth management firms in the United States, with more than 11,000 affiliated financial professionals. Our structure allows us to invest significant resources across our network, so they enjoy access to state-of-the-art technologies, personalized service, and ...
Royal Alliance Associates Inc is a national financial advisory firm headquartered in Jersey City, NJ. The firm has $28.2 billion under management and employs 2,129 across 52 states.The firm caters ...
Royal Alliance Associates Review. Written by investor.com. December 19, 2022. Royal Alliance Associates, registered in 1997, serves state (s) with a licensed staff of 2,245 advisors. Royal Alliance Associates manages $28.2 billion and provides investment advisory services for 79,676 clients (1:35 advisor/client ratio).
What is Royal Alliance Associates, Inc.? Royal Alliance (CRD#: 23131) was founded in 1969 and engaged in its broker-dealer and/or investment advisory businesses since that time.It is indirectly controlled by the Advisor Group, Inc. and headquartered in Jersey City, New Jersey with branch offices located throughout the United States.
Assets Under Management. $28,249,401,040. Number of Advisors. 1,924. Time in Business. Founded in 1969. Fee Structure. Fee-based
Royal Alliance Associates, Inc. is a registered investment advisor and broker-deal based out of Jersey City, N.J. Rather than working with clients directly, Royal Alliance Associates provides the investments, technology and operational support for a nationwide network of independent financial advisors who partner with the firm. Currently ...
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Royal Alliance Associates, Inc, is a dual-registered broker-dealer and investment adviser with its main offices in Jersey City, New Jersey. The company currently has 78 disclosure events recorded at FINRA. Disclosure events refer to criminal matters, regulatory actions, civil judicial proceedings, and similar items that must be reported by brokerage firms or regulators to FINRA.
Under the Consent Order filed today, Royal Alliance agreed to pay the Bureau $250,000, which is comprised of a $190,000 civil penalty, $30,000 in costs, and $30,000 that will be placed in a fund ...